CHAPTER 20:38:20
RULES OF PROFESSIONAL
CONDUCT
20:38:20:01. Professional conduct. To establish and maintain a high standard of
integrity, skill, and practice in the professions and to safeguard the life,
health, safety, welfare, and property of the public, the following rules of
professional conduct are binding upon each person holding a license and on all
business entities authorized to offer or perform professional services under
this article. Noncompliance with any of the professional rules of conduct is
considered unprofessional conduct and can result in disciplinary actions.
Licensees shall comply with the following rules of professional conduct:
(1) Licensees
shall maintain interest in the public welfare and be ready to apply their
special knowledge, skill, and training for the use and benefit of the public;
(2) Licensees
shall be cognizant that their first and foremost responsibility is to the public
welfare in the performance of services to clients and employers;
(3) Licensees
may not associate with or allow the use of their name in connection with any
enterprise, person, or firm of questionable character such as engaging in
fraudulent or dishonest business or professional practices;
(4) Licensees
shall carry on professional work in a spirit of fairness to all concerned,
fidelity to clients and employers, and loyalty to country and shall be devoted
to high ideals of courtesy and personal honor;
(5) Licensees
shall act with reasonable care and competence and shall apply the technical
knowledge and skill which are ordinarily applied by other professionals of good
standing who are practicing in this state;
(6) Licensees
shall regard as confidential any information obtained about the business affairs
and technical methods or processes of a client or employer;
(7) Professionals
shall accurately represent to a prospective or existing client or employer their
qualifications and the scope of their responsibility in connection with work for
which they are claiming credit;
(8) Licensees
shall inform a client or employer of any business connections, interests, or
affiliations that might influence their judgment or impair the disinterested
quality of their services. If the client or employer objects to such an
association or financial interest, the licensee shall either terminate the
association or interest or offer to give up the employment;
(9) Licensees
shall accept financial or other compensation for a particular service from one
source only unless there is full disclosure and the consent of all interested
parties;
(10) Licensees
shall comply with the licensure laws and rules governing their professional
practice in any United States jurisdiction;
(11) Licensees
shall approve and seal only those documents and submissions that conform to
accepted architectural, engineering, landscape architectural, land surveying, or
petroleum release standards and safeguard the life, health, property, and
welfare of the public;
(12) Licensees
shall confine professional services to the profession and technical field in
which they are licensed and competently qualified;
(13) Licensees
shall undertake to perform professional services only when they, together with
those whom they may engage as consultants, are qualified by education, training,
and experience in the specific technical areas involved. If a question arises
about the competence of a licensee to perform an assignment in a specific
technical field which cannot be otherwise resolved to the board's satisfaction,
the board may require the licensee to submit to an examination in the technical
field as specified by the board;
(14) Licensees
may not lend their name or seal for the approval of plans or other documents for
the preparation of which they were not directly in responsible charge or dealing
with subject matter in which they lack competence;
(15) Licensees
may not directly or indirectly use or make use of for their own benefit any
property, facility, or services of their client or employer unless prior
authority is obtained;
(16) Licensees
shall cooperate with architectural, engineering, landscape architecture, land
surveying, and petroleum release agencies in advancing those professions;
(17) Licensees
may not engage in any discriminatory practices prohibited by law in the
employment of personnel and in the conduct of business;
(18) Licensees
may not solicit or accept compensation from material or equipment suppliers for
specifying their products;
(19) Licensees
may not solicit or accept compensation, directly or indirectly, from
contractors, their agents, or other parties not under contract in connection
with work for clients or employers for which they are responsible;
(20) Licensees
may not offer to pay, directly or indirectly, a commission, political
contribution, gift, or other compensation in order to secure work, exclusive of
payment made to an employment agency for its services;
(21) Licensees
shall take into account all applicable state and municipal laws, ordinances, and
regulations and may not knowingly execute a project in violation of them;
(22) In the
course of work on a project, if a licensee becomes aware of a decision taken by
the client or employer against the licensee's advice, which violates applicable
state or municipal laws and regulations and which will, in the licensee's
judgment, adversely affect the public life, health, or safety, the licensee
shall take the following actions:
(a) Advise the
client or employer in writing of the licensee's refusal to consent to the
decision and give reasons for that refusal;
(b) If the
licensee's advice is ignored despite the objection, terminate the licensee's
services to the project; and
(c) Provide a
copy of the licensee's objection and reasoning to the public official charged
with the enforcement of the applicable state or municipal laws and regulations;
(23) Licensees
shall indicate any reservation on a reference for an applicant if they have
reason to believe the applicant is unqualified by education, training, or
experience to become licensed. The licensee's opinion shall be based on the
qualifications a reasonable and prudent professional would require an applicant
to possess;
(24) Licensees
may accept an assignment for coordination of an entire project if each design
segment is signed and sealed by the licensee responsible for preparation of that
design segment;
(25) Licensees
shall be completely objective and truthful in all professional reports,
statements, or testimony and shall include all relevant and pertinent
information in those reports, statements, or testimony;
(26) Licensees
may express a professional opinion publicly only if it is founded upon adequate
knowledge of the facts at issue, upon background of technical competence in the
subject matter, and upon honest conviction of the accuracy and propriety of the
licensee's testimony if serving as an expert or technical witness;
(27) Licensees
making public statements on professional questions shall disclose if the
licensee is being compensated for making such statements;
(28) Licensees
shall make decisions impartially when acting as an interpreter of construction
contract documents and a judge of contract performance, favoring neither party
to the contract;
(29) Licensees
who are aware of the violation of any of the rules of professional conduct by
another licensee shall report the violation to the board for investigation;
(30) Licensees
maintaining an office in South Dakota shall have a licensee regularly employed
and scheduled in that office who is in direct responsible charge of the
professional work;
(31) Licensees
may not engage in conduct involving fraud or disregard of the rights of others;
(32) Licensees
are bound by and shall comply with all provisions relating to their profession
and technical field contained in SDCL chapter 36-18A and this article;
(33) Licensees must notify
the board within 30 days if another state has disciplined them with a reprimand,
censure, suspension, temporary suspension, probation, revocation, or refusal to
renew a license.